Released : 09/13/2019 14:31
| DGAP Voting Rights Announcement:
OSRAM Licht AG
OSRAM Licht AG
: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of
Europe
-wide distribution
13.09.2019
/ 14:31
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
|
Name
: |
OSRAM Licht AG
|
| Street: |
Marcel-Breuer-Straße 6 |
| Postal code: |
80807 |
| City: |
München
Germany
|
| Legal Entity Identifier (LEI): |
549300SXOGQHLID37W55 |
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country:
Zurich, Switzerland
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
5.14 % |
0.76 % |
5.90 % |
96848074 |
| Previous notification |
0.83 % |
0.31 % |
1.14 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000LED4000 |
|
4974134 |
% |
5.14 % |
| Total |
4974134 |
5.14 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Right to recall of lent shares |
|
At any time |
392502 |
0.41 % |
| Right of use over shares |
|
At any time |
16477 |
0.02 % |
| Physically Settled Long Call Options |
20.09.2019
|
|
50000 |
0.05 % |
| |
|
Total |
458979 |
0.47 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Short Put Options |
20.09.2019 to 20.12.2019
|
|
Physical |
270000 |
0.28 % |
| Equity Futures |
20.09.2019
|
|
Cash |
10998 |
0.01 % |
| |
|
|
Total |
280998 |
0.29 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
|
Name
|
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| UBS Group AG |
% |
% |
% |
| UBS AG |
4.77 % |
% |
5.13 % |
| |
|
|
|
| UBS Group AG |
% |
% |
% |
| UBS AG |
4.77 % |
% |
5.13 % |
|
UBS Switzerland AG
|
% |
% |
% |
| |
|
|
|
| UBS Group AG |
% |
% |
% |
| UBS AG |
4.77 % |
% |
5.13 % |
|
UBS Europe SE
|
% |
% |
% |
|
UBS Gestion S.G.I.I.C., SA
|
% |
% |
% |
| |
|
|
|
| UBS Group AG |
% |
% |
% |
| UBS AG |
4.77 % |
% |
5.13 % |
|
UBS Americas Holding LLC
|
% |
% |
% |
|
UBS Americas Inc.
|
% |
% |
% |
|
UBS Asset Management (Americas) Inc.
|
% |
% |
% |
|
UBS Asset Management Trust Company
|
% |
% |
% |
| |
|
|
|
| UBS Group AG |
% |
% |
% |
| UBS AG |
4.77 % |
% |
5.13 % |
|
UBS Asset Management AG
|
% |
% |
% |
|
UBS Asset Management Holding
(No. 2) Ltd |
% |
% |
% |
|
UBS Asset Management Holding Ltd
|
% |
% |
% |
|
UBS Asset Management (UK) Limited
|
% |
% |
% |
| |
|
|
|
| UBS Group AG |
% |
% |
% |
| UBS AG |
4.77 % |
% |
5.13 % |
|
UBS Asset Management AG
|
% |
% |
% |
|
UBS Asset Management Holding
(No. 2) Ltd |
% |
% |
% |
|
UBS Asset Management Holding Ltd
|
% |
% |
% |
|
UBS Asset Management Life Ltd
|
% |
% |
% |
| |
|
|
|
| UBS Group AG |
% |
% |
% |
| UBS AG |
4.77 % |
% |
5.13 % |
|
UBS Asset Management AG
|
% |
% |
% |
|
UBS Asset Management (Singapore) Ltd
|
% |
% |
% |
| |
|
|
|
| UBS Group AG |
% |
% |
% |
| UBS AG |
4.77 % |
% |
5.13 % |
|
UBS Asset Management AG
|
% |
% |
% |
|
UBS Fund Management (Luxembourg) SA
|
% |
% |
% |
| |
|
|
|
| UBS Group AG |
% |
% |
% |
| UBS AG |
4.77 % |
% |
5.13 % |
|
UBS Asset Management AG
|
% |
% |
% |
|
UBS Asset Management Switzerland AG
|
% |
% |
% |
|
UBS Fund Management (Switzerland) AG
|
% |
% |
% |
| |
|
|
|
| UBS Group AG |
% |
% |
% |
| UBS AG |
4.77 % |
% |
5.13 % |
|
UBS Europe SE
|
% |
% |
% |
| |
|
|
|
| UBS Group AG |
% |
% |
% |
| UBS AG |
4.77 % |
% |
5.13 % |
|
UBS Bank (Canada)
|
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date
13.09.2019
The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News
and Press Releases.
Archive at www.dgap.de
|
| Language: |
English |
| Company: |
OSRAM Licht AG
|
|
Marcel-Breuer-Straße 6 |
|
80807 München |
|
Germany
|
| Internet: |
www.osram-group.com |
| |
| End of News |
DGAP News Service
|
872041 13.09.2019
