Released : 05/09/2019 16:18
| DGAP Voting Rights Announcement:
OSRAM Licht AG
OSRAM Licht AG
: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of
Europe
-wide distribution
09.05.2019
/ 16:18
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
|
Name
: |
OSRAM Licht AG
|
| Street: |
Marcel-Breuer-Straße 6 |
| Postal code: |
80807 |
| City: |
München
Germany
|
| Legal Entity Identifier (LEI): |
549300SXOGQHLID37W55 |
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| X |
Other reason:
Wertpapierleihe |
3. Details of person subject to the notification obligation
Legal entity: Credit Suisse Group AG
City of registered office, country:
Zurich, Switzerland
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
2.53 % |
5.54 % |
8.07 % |
96848074 |
| Previous notification |
n/a % |
n/a % |
n/a % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000LED4000 |
|
2447158 |
% |
2.53 % |
| Total |
2447158 |
2.53 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Rückforderungsansprüche aus Wertpapierleihe |
unbestimmt |
at any time |
2565549 |
2.65 % |
| Long Call-Option |
|
21.06.2019
|
1515000 |
1.56 % |
| Long Call-Option |
|
20.09.2019
|
430000 |
0.44 % |
| Long Call-Warrant |
|
30.07.2024
|
67 |
0.0001 % |
| Long Call-Warrant |
|
02.09.2024
|
30 |
0.00003 % |
| Long Call-Warrant |
|
01.11.2024
|
33 |
0.00003 % |
| |
|
Total |
4510679 |
4.65 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Short Put-Option |
|
21.06.2019
|
Physical |
145000 |
0.15 % |
| Short Put-Option |
|
20.09.2019
|
Physical |
75000 |
0.08 % |
| Short Put-Option |
|
20.12.2019
|
Physical |
100000 |
0.10 % |
| Short Put-Option |
|
19.06.2020
|
Physical |
50000 |
0.05 % |
| Short Put-Option |
|
15.12.2023
|
Physical |
40000 |
0.04 % |
| Equity Swap |
|
05.06.2019
|
Cash |
1011 |
0.001 % |
| Equity Swap |
|
05.08.2019
|
Cash |
14543 |
0.02 % |
| Equity Swap |
|
05.08.2019
|
Cash |
1416 |
0.001 % |
| Equity Swap |
|
03.09.2019
|
Cash |
3935 |
0.004 % |
| Equity Swap |
|
16.09.2019
|
Cash |
6067 |
0.01 % |
| Equity Swap |
|
03.10.2019
|
Cash |
1553 |
0.002 % |
| Equity Swap |
|
18.10.2019
|
Cash |
5979 |
0.01 % |
| Equity Swap |
|
07.11.2019
|
Cash |
94541 |
0.10 % |
| Equity Swap |
|
05.12.2019
|
Cash |
16460 |
0.02 % |
| Equity Swap |
|
25.02.2020
|
Cash |
74555 |
0.08 % |
| Equity Swap |
|
05.06.2020
|
Cash |
4573 |
0.01 % |
| Equity Swap |
|
19.08.2020
|
Cash |
200000 |
0.21 % |
| Equity Swap |
|
03.09.2020
|
Cash |
1613 |
0.002 % |
| Equity Swap |
|
15.09.2020
|
Cash |
20943 |
0.02 % |
| Equity Swap |
|
29.09.2020
|
Cash |
2234 |
0.002 % |
| |
|
|
Total |
859423 |
0.89 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
|
Name
|
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| Credit Suisse Group AG |
% |
% |
% |
| Credit Suisse AG |
% |
% |
% |
| |
|
|
|
| Credit Suisse Group AG |
% |
% |
% |
| Credit Suisse AG |
% |
% |
% |
|
Credit Suisse (Schweiz) AG
|
% |
% |
% |
| |
|
|
|
| Credit Suisse Group AG |
% |
% |
% |
| Credit Suisse AG |
% |
% |
% |
|
Credit Suisse Life & Pensions AG
|
% |
% |
% |
|
Credit Suisse Life & Pensions AG
,
Italy
Branch |
% |
% |
% |
| |
|
|
|
| Credit Suisse Group AG |
% |
% |
% |
| Credit Suisse AG |
% |
% |
% |
|
Credit Suisse AG, Guernsey Branch
|
% |
% |
% |
|
Credit Suisse International
|
% |
% |
% |
| |
|
|
|
| Credit Suisse Group AG |
% |
% |
% |
| Credit Suisse AG |
% |
% |
% |
|
Credit Suisse Investments (UK)
|
% |
% |
% |
|
Credit Suisse Investment Holdings (UK)
|
% |
% |
% |
|
Credit Suisse Securities (Europe) Limited
|
% |
% |
% |
| |
|
|
|
| Credit Suisse Group AG |
% |
% |
% |
| Credit Suisse AG |
% |
% |
% |
|
Credit Suisse Holdings (USA), Inc.
|
% |
% |
% |
|
Credit Suisse (USA), Inc.
|
% |
% |
% |
|
Credit Suisse Securities (USA) LLC
|
% |
% |
% |
| |
|
|
|
| Credit Suisse Group AG |
% |
% |
% |
| Credit Suisse AG |
% |
% |
% |
| Credit Suisse AG,
Dublin Branch
|
% |
% |
% |
| |
|
|
|
| Credit Suisse Group AG |
% |
% |
% |
| Credit Suisse AG |
% |
% |
% |
|
Credit Suisse Life (Bermuda) Ltd.
|
% |
% |
% |
| |
|
|
|
| Credit Suisse Group AG |
% |
% |
% |
| Credit Suisse AG |
% |
% |
% |
|
Credit Suisse Asset Management International Holding AG
|
% |
% |
% |
|
Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG
|
% |
% |
% |
|
Credit Suisse Funds AG
|
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
| Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date
09.05.2019
The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News
and Press Releases.
Archive at www.dgap.de
|
| Language: |
English |
| Company: |
OSRAM Licht AG
|
|
Marcel-Breuer-Straße 6 |
|
80807 München |
|
Germany
|
| Internet: |
www.osram-group.com |
| |
| End of News |
DGAP News Service
|
808941 09.05.2019
