DGAP-PVR: OSRAM Licht AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Released : 10/01/2019 12:03

DGAP Voting Rights Announcement: OSRAM Licht AG
OSRAM Licht AG : Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe -wide distribution

01.10.2019 / 12:03
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name : OSRAM Licht AG
Street: Marcel-Breuer-Straße 6
Postal code: 80807
City: München
Germany
Legal Entity Identifier (LEI): 549300SXOGQHLID37W55

2. Reason for notification
X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: HSBC Holdings plc
City of registered office, country: London, United Kingdom

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
HSBC Bank plc

5. Date on which threshold was crossed or reached:
23 Sep 2019

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 4.98 % 0.26 % 5.25 % 96848074
Previous notification n/a % n/a % n/a % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000LED4000 0 4827608 0 % 4.98 %
Total 4827608 4.98 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall lent securities At any time 25000 0.03 %
Long Calls (physical settlement) 20DEC 2019 - 18DEC 2020 American style 52800 0.05 %
    Total 77800 0.08 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Long Call Warrants 16DEC 2019 - 18DEC 2019 American style Cash 7050 0.007 %
Short Put Warrants Open end Bermuda style Cash 438 0.0005 %
Contract for Difference Open end Bermuda style Cash 2 0.000002 %
Short Puts 20DEC 2019 - 20MAR 2020 American style Physical 33000 0.03 %
Short Put Option 26AUG 2024 European style Physical 25880 0.03 %
Short Put Option (Basket) 19AUG 2024 Euopean style Physical 109299 0.11 %
      Total 175667 0.18 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
HSBC Holdings plc % % %
HSBC UK Holdings Limited % % %
HSBC Bank plc 4.98 % % 5.25 %
 
HSBC Holdings Plc % % %
HSBC Global Asset Management Limited % % %
HSBC Global Asset Management (UK) Limited % % %
 
HSBC Holdings Plc % % %
HSBC UK Holdings Limited % % %
HSBC Bank Plc 4.98 % % 5.25 %
HSBC Germany Holdings GmbH % % %
HSBC Trinkaus & Burkhardt AG % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
27 Sep 2019



01.10.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


Language: English
Company: OSRAM Licht AG
Marcel-Breuer-Straße 6
80807 München
Germany
Internet: www.osram-group.com

 
End of News DGAP News Service

882841  01.10.2019 

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