Released : 05/03/2019 14:32
DGAP Voting Rights Announcement:
OSRAM Licht AG
OSRAM Licht AG
: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of
Europe
-wide distribution
03.05.2019
/ 14:32 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name
: |
OSRAM Licht AG
|
Street: |
Marcel-Breuer-Straße 6 |
Postal code: |
80807 |
City: |
München
Germany
|
Legal Entity Identifier (LEI): |
549300SXOGQHLID37W55 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc. City of registered office, country:
Wilmington, Delaware
,
United States of America
(
USA
) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
0.13 % |
9.81 % |
9.94 % |
96848074 |
Previous notification |
0.17 % |
10.20 % |
10.37 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000LED4000 |
|
128841 |
% |
0.13 % |
Total |
128841 |
0.13 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Securities Lending |
Open |
|
8493503 |
8.77 % |
|
|
Total |
8493503 |
8.77 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Swap |
31.12.2030
|
|
Cash |
319239 |
0.33 % |
CFD |
30.04.2029
|
|
Cash |
118438 |
0.12 % |
Call Warrant |
31.12.2030
|
|
Cash |
132014 |
0.14 % |
Put Warrant |
31.12.2030
|
|
Cash |
143000 |
0.15 % |
Put Option |
21.06.2019
|
|
Physical |
70000 |
0.07 % |
Call Option |
21.06.2019
|
|
Physical |
220000 |
0.23 % |
|
|
|
Total |
1002691 |
1.04 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name
|
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
The Goldman Sachs Group, Inc. |
% |
% |
% |
GSAM Holdings LLC
|
% |
% |
% |
Goldman Sachs Asset Management, L.P.
|
% |
% |
% |
|
|
|
|
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs & Co. LLC
|
% |
% |
% |
|
|
|
|
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman Sachs (UK) L.L.C.
|
% |
% |
% |
Goldman Sachs Group UK Limited
|
% |
% |
% |
Goldman Sachs International |
% |
7.47 % |
7.47 % |
|
|
|
|
The Goldman Sachs Group, Inc. |
% |
% |
% |
Goldman, Sachs & Co. Wertpapier GmBH
|
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date
03.05.2019
The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News
and Press Releases. Archive at www.dgap.de
|
Language: |
English |
Company: |
OSRAM Licht AG
|
|
Marcel-Breuer-Straße 6 |
|
80807 München |
|
Germany
|
Internet: |
www.osram-group.com |
|
End of News |
DGAP News Service
|
806925 03.05.2019