Notification of Major Holdings
1. Details of issuer
OSRAM Licht AG
Marcel-Breuer-Straße 6
80807 München
Germany |
2. Reason for notification
| X |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| |
Other reason:
|
3. Details of person subject to the notification obligation
| Name: |
City and country of registered office: |
| Deutsche Bank Aktiengesellschaft |
Frankfurt
Germany |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
total of both in %
(7.a. + 7.b.) |
total number of voting rights of issuer |
| Resulting situation |
4.32 % |
0.99 % |
5.31 % |
104689400 |
| Previous notification |
5.98 % |
0.98 % |
6.96 % |
/ |
7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
| ISIN |
absolute |
in % |
| |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
| DE000LED4000 |
4363376 |
159513 |
4.17 % |
0.15 % |
| Total |
4522889 |
4.32 % |
b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Physically-settled Call Option |
21.12.2018 |
Anytime |
129100 |
0.12 % |
| Physically-settled Call Option |
28.06.2018 |
28.06.2018 |
290000 |
0.28 % |
| Right to Recall |
|
|
7094 |
0.01 % |
| |
|
Total |
426194 |
0.41 % |
b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Physically-settled Put Option |
16.03.2018 |
Anytime |
Physical |
80800 |
0.08 % |
| Cash-settled Options Swaps |
15.06.2018 |
|
Cash |
273900 |
0.26 % |
| Equity Swaps |
03.01.2020 |
|
Cash |
253373 |
0.24 % |
| |
|
|
Total |
608073 |
0.58 % |
8. Information in relation to the person subject to the notification obligation
| |
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least held 3% or more) |
% of voting rights through instruments (if at least held 5% or more) |
Total of both (if at least held 5% or more) |
| Deutsche Bank Aktiengesellschaft |
4.32% % |
% % |
5.31% % |
| DB USA Corporation |
% % |
% % |
% % |
| Deutsche Bank Trust Corporation |
% % |
% % |
% % |
| Deutsche Bank Holdings, Inc. |
% % |
% % |
% % |
| Deutsche Bank National Trust Company |
% % |
% % |
% % |
|
% % |
% % |
% % |
| Deutsche Bank Aktiengesellschaft |
4.32% % |
% % |
5.31% % |
| Deutsche Bank Privat- und Geschäftskunden Aktiengesellschaft |
% % |
% % |
% % |
9. In case of proxy voting according to Sec. 22 para. 3 WpHG
| Date of general meeting: |
|
| Holding position after general meeting: |
% (equals voting rights) |
10. Other explanatory remarks: