Released : 10/11/2019 11:52
DGAP Voting Rights Announcement:
OSRAM Licht AG
OSRAM Licht AG
: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of
Europe
-wide distribution
11.10.2019
/ 11:52 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name
: |
OSRAM Licht AG
|
Street: |
Marcel-Breuer-Straße 6 |
Postal code: |
80807 |
City: |
München
Germany
|
Legal Entity Identifier (LEI): |
549300SXOGQHLID37W55 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
X |
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
|
Other reason:
|
3. Details of person subject to the notification obligation
Legal entity: HSBC Holdings plc City of registered office, country:
London, United Kingdom
|
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
0.09 % |
0.26 % |
0.36 % |
96848074 |
Previous notification |
4.98 % |
0.26 % |
5.25 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000LED4000 |
0 |
90430 |
0 % |
0.09 % |
Total |
90430 |
0.09 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right to recall lent securities |
|
At any time |
21914 |
0.02 % |
Long Calls (physical settlement) |
20DEC 2019 - 18DEC 2020 |
American style |
48800 |
0.05 % |
|
|
Total |
70714 |
0.07 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Long Call Warrants |
16DEC 2019 - 18DEC 2019 |
American style |
Cash |
6062 |
0.006 % |
Short Put Warrants |
Open end |
Bermuda
style |
Cash |
9129 |
0.009 % |
Contract for Difference |
Open end |
Bermuda
style |
Cash |
410 |
0.0004 % |
Short Put Options |
20DEC 2019 - 20MAR 2020 |
American style |
Physical |
33000 |
0.03 % |
Short Put Option |
26AUG 2024 |
European style |
Physical |
25880 |
0.03 % |
Short Put Option (Basket) |
19AUG 2024 |
Euopean style |
Physical |
109299 |
0.11 % |
|
|
|
Total |
183780 |
0.19 % |
8. Information in relation to the person subject to the notification obligation
|
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name
|
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
HSBC Holdings plc |
% |
% |
% |
HSBC UK Holdings Limited
|
% |
% |
% |
HSBC Bank plc
|
% |
% |
% |
|
|
|
|
HSBC Holdings Plc |
% |
% |
% |
HSBC Global Asset Management Limited
|
% |
% |
% |
HSBC Global Asset Management (UK) Limited
|
% |
% |
% |
|
|
|
|
HSBC Holdings Plc |
% |
% |
% |
HSBC UK Holdings Limited
|
% |
% |
% |
HSBC Bank Plc
|
% |
% |
% |
HSBC Germany Holdings GmbH
|
% |
% |
% |
HSBC Trinkaus & Burkhardt AG |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:
Date
11.10.2019
The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News
and Press Releases. Archive at www.dgap.de
|
Language: |
English |
Company: |
OSRAM Licht AG
|
|
Marcel-Breuer-Straße 6 |
|
80807 München |
|
Germany
|
Internet: |
www.osram-group.com |
|
End of News |
DGAP News Service
|
888877 11.10.2019