DGAP-PVR: OSRAM Licht AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

2019/05/13

Released : 05/13/2019 12:45

DGAP Voting Rights Announcement: OSRAM Licht AG
OSRAM Licht AG : Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe -wide distribution

13.05.2019 / 12:45
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name : OSRAM Licht AG
Street: Marcel-Breuer-Straße 6
Postal code: 80807
City: München
Germany
Legal Entity Identifier (LEI): 549300SXOGQHLID37W55

2. Reason for notification
X Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason:
Voluntary group notification with triggered threshold on subsidiary level

3. Details of person subject to the notification obligation
Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
UBS Switzerland AG

5. Date on which threshold was crossed or reached:
07 May 2019

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 4.24 % 0.30 % 4.54 % 96848074
Previous notification 3.61 % 0.30 % 3.91 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000LED4000 4102880 % 4.24 %
Total 4102880 4.24 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to recall of lent shares At any time 271874 0.28 %
Right of use over shares At any time 19465 0.02 %
    Total 291339 0.30 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
UBS Group AG % % %
UBS AG % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Switzerland AG 3.52 % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Europe SE % % %
UBS Gestion S.G.I.I.C., SA % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Securities LLC % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Asset Management (Americas) Inc. % % %
UBS Asset Management Trust Company % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Limited % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management Life Ltd % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management (Australia) Ltd % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management (Singapore) Ltd % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Fund Management (Luxembourg) SA % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Fund Management (Switzerland) AG % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management (Hong Kong) Ltd % % %
 
UBS Group AG % % %
UBS AG % % %
UBS (Jersey) Limited % % %
UBS Trustees (Jersey) Ltd % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Europe SE % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Bank (Canada) % % %
 
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Third Party Management Company SA % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
 

Date
10 May 2019



13.05.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de


Language: English
Company: OSRAM Licht AG
Marcel-Breuer-Straße 6
80807 München
Germany
Internet: www.osram-group.com

 
End of News DGAP News Service

810239  13.05.2019 

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